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Overview:
Banks, insurers, credit unions, and alternative lenders all face increasing scrutiny.
With rising regulatory expectations from COSSEC, OCIF, and U.S. federal agencies, financial institutions need experienced partners to help them manage compliance and enhance internal governance.
Key Offerings:
BSA/AML & CFPB Program Development
Build comprehensive compliance systems, including customer due diligence (CDD), transaction monitoring, and SAR protocols.
Prepare teams for regulatory reviews with internal testing, gap assessments, and remediation plans.
Audit Readiness & Risk Assessments
Design, document, and test effective controls across loan portfolios, deposits, and investment operations.
Internal Controls Implementation
Deliver high-impact compliance simulations, tabletop exercises, and operational risk workshops.
Staff Training & Simulation Exercises
Let’s raise your institution’s risk posture and regulatory resilience.
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